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Two-minute brief

ISO/IEC 27001 requirements explained: video brief

A two-minute brief on the two parts of ISO/IEC 27001:2022, the management system clauses and the Annex A reference controls, and how they fit together.

  • Two-minute brief
  • 2 min

Key takeaways

  • Clauses 4 to 10 are mandatory; none can be excluded when claiming conformity.
  • Annex A is a reference list of controls to compare with your own risk treatment.
  • The Statement of Applicability and the approved treatment plan connect risks to controls.
  • Amendment 1:2024 adds a decision on whether climate change is relevant; Annex A is unchanged.
  • Valid accredited certificates now reference the 2022 edition.

Two parts that work together

ISO/IEC 27001:2022 has two parts. Clauses 4 to 10 set out the management system requirements on the harmonised structure shared with ISO 9001 and ISO 22301, and none may be excluded when claiming conformity. Annex A, which is normative, lists reference controls that you must compare with the controls your risk treatment selects. This short film sets out both parts and the link between them.

The clauses ask for context and scope, including the interested parties and their security requirements; leadership that sets the information security policy and assigns roles and authorities; planning that assesses risks with criteria, owners, consequences and likelihood and treats them by selecting controls; support through resources, competence, awareness, communication and controlled documented information; operation of the planned processes and risk treatment; performance evaluation through monitoring, internal audit and management review; and improvement through corrective action.

Where the Statement of Applicability fits

Risk treatment is where the two parts meet. Controls are selected to treat the assessed risks, compared with Annex A so that nothing necessary is overlooked, and recorded in the Statement of Applicability together with a treatment plan the risk owners approve. In practice the evidence looks like a scope statement naming services, sites, systems and interfaces, a register of client, legal and contractual requirements, an approved policy and an ISMS lead and risk owners with authority.

ISO/IEC 27001:2022 is the current edition, and Amendment 1:2024 adds the requirement to determine whether climate change is a relevant issue; Annex A is unchanged by it. The transition from the 2013 edition ended on 31 October 2025, so a valid accredited certificate now references the 2022 edition. Certification is assessed and decided by an independent, accredited certification body.

The requirements are deliberately general so that a software company, a BPO and a public-sector supplier can each apply them to their own risks. What an auditor tests is whether your selection of controls follows from your risk assessment, and whether those controls exist and work.

ISO/IEC 27001 at a glance

Purpose
Information security management: protecting the confidentiality, integrity and availability of information through assessed risks and chosen controls
Relevant to
Any organisation holding client, personal or business-critical information, from technology and BPO to financial services, healthcare and public-sector suppliers
Edition
ISO/IEC 27001:2022 with Amendment 1:2024; 2013-edition certificates lapsed on 31 October 2025
Certification
Assessed and decided by an independent certification body accredited to ISO/IEC 17021-1 and ISO/IEC 27006-1
Sterling's role
Consulting with your team, Effivity, training, vulnerability assessment, internal audit and certification readiness, then Sustain™
Cost and timing
Total investment for an ISO/IEC 27001 ISMS depends on the current maturity of your processes, the scope, locations and number of employees. The process typically takes 4 to 8 months

ISO/IEC 27001: the complete guide →

ISO/IEC 27001: questions people ask

Is ISO/IEC 27001 only for IT companies?

No. It applies to any organisation that holds information worth protecting, which is every organisation with clients, employees or a bank account. IT firms, BPOs and financial services feel the demand first because their clients ask; law firms, healthcare providers and public bodies certify for the same reasons.

What is the difference between ISO/IEC 27001 and SOC 2?

ISO/IEC 27001 is an international management system standard; an accredited certification body audits it and issues a certificate with a defined scope. SOC 2 is an attestation report on a service organisation's controls against the AICPA Trust Services Criteria, issued by a CPA firm and expected mainly by US clients. They overlap heavily in the controls examined, so one evidence base can serve both, but neither replaces the other; ask your clients which they accept.

How many controls does ISO/IEC 27001 have, and do we need all of them?

Annex A of the 2022 edition lists 93 reference controls in four themes: 37 organisational, 8 people, 14 physical and 34 technological. You are not required to implement every one. You must select controls from your risk treatment, compare the selection with Annex A so nothing necessary is missed, and record in the Statement of Applicability which controls apply, why, and whether they are implemented, with a justification for any you exclude.

Do we need a penetration test to get certified?

The standard requires you to manage technical vulnerabilities and assess risks; it does not prescribe a particular test. A vulnerability assessment is included in a Sterling ISMS engagement, and its findings feed the treatment plan. Whether a deeper penetration test is warranted depends on your risks, your clients' contracts and your regulator.

Does Sterling issue the ISO/IEC 27001 certificate?

No. Sterling consults, trains and prepares. An independent certification body accredited to ISO/IEC 17021-1 and ISO/IEC 27006-1 audits the ISMS in two stages and decides. A provider offering consulting and the certificate on one invoice is selling paper.

More ISO/IEC 27001 questions and answers →

The complete guide

Everything on ISO/IEC 27001

Start with the ISO/IEC 27001 page, or go straight to the guide you need.

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