ISO 22301 guide
ISO 22301 and ISO 27001: running continuity and information security as one management system
How ISO 22301 and ISO/IEC 27001 share clauses 4 to 10, why the business impact analysis sets the targets for ICT readiness, what stays specific to each standard, and how one internal audit, one management review and a combined certification audit work.
Key points
- Yes, ISO 22301 and ISO/IEC 27001 can run as one management system. Both are built on the same clauses 4 to 10, so policy, objectives, document control, internal audit, management review and corrective action can be shared.
- Each keeps its own engine: the information security risk assessment and Statement of Applicability for ISO/IEC 27001, and the business impact analysis, continuity strategies, plans and exercises for ISO 22301.
- The two meet in one place above all: the recovery times set by the business impact analysis are what the ISO/IEC 27001 control on ICT readiness for business continuity has to deliver.
- A certification body can audit both together as an integrated system, which usually saves audit time, but a weakness in a shared process then counts against both standards.
Can ISO 22301 and ISO 27001 share one system?
They can, and where you hold client data and promise uninterrupted service, they should. ISO/IEC 27001, often shortened to ISO 27001, asks how you protect the confidentiality, integrity and availability of information. ISO 22301 requires how you keep delivering your products and services, at an agreed level and within agreed times, when something disrupts them. The questions overlap at availability, incidents and suppliers, and the same people answer both.
Run as separate projects, the two produce two policies, two risk registers describing the same ransomware scenario differently and two review meetings attended by the same directors. Run as one, they share a single governance layer around two specialist cores, each certificate resting on its own standard.
This guide starts from continuity; the ISO/IEC 27001 integration guide starts from security and adds privacy.
What stays specific to each standard
ISO/IEC 27001: risks to information and the controls that treat them
The security core is risk assessment and treatment in clauses 6 and 8: criteria, risk owners, treatment decisions, a check of the selected controls against the 93 in Annex A, and a Statement of Applicability recording why each is included or excluded. The operating controls follow from it.
ISO 22301: continuity priorities and a proven capability
The continuity core sits in clause 8 of ISO 22301 and has no ISO/IEC 27001 counterpart. The business impact analysis sets which activities come first and how quickly they must resume; a risk assessment looks at what could disrupt them. Strategies and solutions are selected and put in place, a response structure and business continuity plans are written, an exercise programme tests them, and the whole set is evaluated after exercises, incidents and significant change. The guides on the business impact analysis and on business continuity exercises cover these in depth. Integration never merges these cores; it makes them feed each other.
Where continuity and security meet: mapping the shared requirements
The link the auditors of both standards look for runs through Annex A control 5.30, ICT readiness for business continuity, one of the controls added in the 2022 edition. An ISMS that selects it needs recovery requirements for its systems, and the defensible source of those requirements is the ISO 22301 business impact analysis: the recovery time for each prioritised activity, and the point to which its data must be restored. Run apart, IT tends to set backup targets alone, and the continuity plan promises a recovery the technology cannot meet.
| Requirement area | How one integrated system meets it | What stays specific |
|---|---|---|
| Context and interested parties | One register of client, contractual and regulatory obligations covering security and continuity, and one climate change determination | Scope statements may differ: the services whose continuity is promised versus the information, systems and sites the ISMS protects |
| Policy and roles | One management sponsor and one governance forum; a combined policy or two short policies under one owner | Authority to invoke plans and commit spending during a disruption; risk owners who accept residual security risk |
| Risk assessment | One scenario library (ransomware, site loss, supplier failure, loss of key people) and one likelihood scale | Security risk treatment and the Statement of Applicability; the business impact analysis and disruption risk assessment |
| ICT continuity | Control 5.30 targets taken from the business impact analysis; backups and failover tested inside the continuity exercise programme | Technical restore tests for the ISMS; business-level recovery for the BCMS |
| Incidents and disruption | One escalation route from a security incident to a continuity invocation, with one set of contact lists | Security incident handling and evidence; the response structure, warning and communication, and recovery procedures |
| Suppliers | One supplier register and due diligence covering security and continuity capability | Security clauses in contracts; alternate suppliers and recovery commitments |
| Internal audit, review, corrective action | One audit programme, one management review, one corrective action log | Audit criteria and auditor competence for each standard |
One document set, one internal audit, one management review
A lean integrated set holds one context and scope document, one policy framework and single procedures for document control, internal audit and corrective action. Beside them sit the two specialist bodies of evidence: risk register, Statement of Applicability and treatment plan; business impact analysis, strategy selection record, plans and exercise reports. The ISO 22301 documentation guide sets out what the continuity side needs and what it does not.
The internal audit programme covers each process against both sets of criteria in one visit, so the service desk is asked about access requests and its place in the call tree on the same morning, by auditors competent in both standards or working in pairs. One management review then weighs exercise results, security incidents, audit findings and resource gaps and records decisions for both. The ISO 22301 internal audit guide covers the continuity criteria in detail.
How Sterling integrates continuity and security
One system, two certificates, built once with your team
Sterling's expert and experienced consultants build the shared governance once and both specialist cores beside it, under the Sterling Business Excellence Framework™, which brings any combination of management system standards into one audited system. The records live in Effivity, included with the engagement at no additional cost and used in 50+ countries. Sterling does not certify; an accredited certification body audits and decides. We ensure successful certification for our clients.
Book a free discovery callThe combined certification audit
Certification bodies audit integrated systems under IAF MD 11, the mandatory document on applying ISO/IEC 17021-1 to audits of integrated management systems. Your application states how far documents, elements and responsibilities are integrated; the body starts from each standard's own audit time, reduces it for genuine integration and for people and auditors who can cover both, or increases it for complexity, and records its reasoning. For the ISMS part, audit time and auditor rules also follow ISO/IEC 27006-1; for the BCMS part, auditor competence follows ISO/IEC TS 17021-6.
The audit team as a whole must be competent in both subjects. The report is integrated, but every finding is traced to the standard or standards it concerns. So a nonconformity against a shared requirement, such as an internal audit programme that skipped a process, applies to the whole integrated system, while a finding on the business impact analysis applies to ISO 22301 alone. Stage 1, Stage 2, surveillance and recertification follow the usual ISO 22301 certification process.
Which standard first, or both at once?
Three routes are common. With an ISO/IEC 27001 certificate in place, ISO 22301 is added as an extension: the shared clauses are widened, the business impact analysis and plans are built, at least one exercise is run and acted on, and the certification body audits the addition. With ISO 22301 certified first, the security risk assessment, Statement of Applicability and controls are the new work.
Where neither exists, building both together avoids writing the shared layer twice but carries two specialist workloads at once; it suits providers whose clients ask for both. Where only one is demanded now, doing it first with scope, roles and procedures written to accept the second is often the calmer path.
ISO 22301 and ISO/IEC 27001 together: questions buyers ask
Does ISO/IEC 27001 control 5.30 make ISO 22301 unnecessary?
No, because control 5.30 concerns the readiness of ICT to support continuity, not the continuity of the business as a whole. ISO 22301 also covers people, sites, suppliers and communication, and requires exercises that prove the capability.
Will we receive one certificate or two?
Two, one for each standard, because each certificate states conformity with its own standard and scope. The audits and reports can be integrated; ask the certification body how it issues certificates for an integrated system and whether the two cycles can be aligned.
Can the two certificates cover different scopes?
Yes, and they often do. An ISMS may cover the systems and sites that process client information, while the BCMS covers the services whose continuity you promise; the integrated system simply records both scopes and the interfaces between them.
Can one risk assessment serve both standards?
Partly: one scenario library and one method for likelihood can serve both, but the outputs differ. ISO/IEC 27001 needs security risk treatment and a Statement of Applicability, while ISO 22301 needs a business impact analysis and an assessment of the risks of disruption to prioritised activities.
Who should own the integrated system?
One management sponsor, with a security lead and a continuity lead reporting through the same forum. When the security function owns everything, continuity tends to shrink into IT recovery.
More ISO 22301 guides
Every guide in the ISO 22301 series is written for one question and links back to the hub for the whole picture.
- ISO 22301 BIA and exercise planning checklist
- Business impact analysis: how to run one management will act on
- ISO 22301 certification process, step by step
- ISO 22301 certification cost: what moves the price
- ISO 22301 documentation: what you need and what you do not
- Effivity for ISO 22301: the guide
- Business continuity exercises: from walk-through to full invocation
- ISO 22301 internal audit: planning, conduct and reporting
- Ransomware recovery plan
- ISO 22301 requirements explained, clause by clause
- ISO 22301 vs ISO 27001
- ISO 22301 and ISO/IEC 27001: one system for security and continuity
Keep exploring
Explore more about ISO 22301
Watch a video on how to implement ISO 22301 here.
Watch a video on ISO 22301 requirements here.
ISO 22301 resources
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