ISO 22000 guide
ISO 22000 surveillance and recertification: the three-year cycle, and what each audit expects of a food safety system
Clause by clause: ISO 22000:2018 requirements: every clause explained →
An ISO 22000 certificate is audited in every year it is held. Here is the three-year cycle, what surveillance samples in a food plant, what recertification re-examines, which changes to report, and how to keep the FSMS running between visits.
Key points
- An ISO 22000 certificate runs for three years from the certification decision, with a surveillance audit in each of the first two years and a recertification audit completed before the expiry date.
- Surveillance samples the food safety system: PRP condition, CCP and OPRP records, verification results, system updating, internal audit, management review and any recall or withdrawal.
- New sites, new product lines, major process changes and changes of ownership go to the certification body when they happen, not at the next visit.
The ISO 22000 certification cycle and who sets it
A certificate runs for three years, provided every audit in between happens on time. The audit rhythm comes not from ISO 22000 but from ISO/IEC 17021-1, with ISO 22003-1:2022 adding the requirements specific to food safety management systems. The clock starts at the certification decision, not the last day of Stage 2.
Within that period the body plans a surveillance audit at least once each calendar year apart from the recertification year, and the first of them may not fall more than 12 months after the decision. Sterling does not certify: your accredited certification body sets the audit programme, conducts every visit and decides whether the certificate continues.
The three-year cycle, year by year
| Point in the cycle | What the certification body does | What it looks at | What your food safety team should have ready |
|---|---|---|---|
| Certification decision | Issues the certificate and fixes the surveillance programme | Stage 2 majors closed; action plans for minors accepted | Scope wording checked; owners for open actions |
| Year 1 | First surveillance, within 12 months of the decision | The mandatory core, a sample of PRPs and the hazard control plan, Stage 2 follow-up | Monitoring records, an internal audit round, a management review with decisions, a timed mock recall |
| Year 2 | Second surveillance, within its calendar year | Lines, shifts, PRPs and HACCP studies not sampled in year 1; effectiveness of year 1 actions | Trended verification data, evidence that system updating took place, calibration kept current |
| Year 3 | Recertification audit before expiry; a Stage 1 may be added after significant change | The whole FSMS across the full scope, plus the surveillance history | Current headcount, sites and product range; time in hand to close a major before expiry |
Audit time for each visit is set under ISO 22003-1 from the food chain category, the number of HACCP studies, the effective number of employees and the sites. Surveillance visits are shorter; recertification is recalculated on current figures.
What does an ISO 22000 surveillance audit cover?
Surveillance is a sample, not a repeat of Stage 2. ISO/IEC 17021-1 fixes a core for every visit: internal audit and management review, action on earlier findings, complaints, progress on objectives and improvement, continued operational control, changes, and use of the certificate and marks. Beyond it, the auditor samples, usually on the floor.
| Area | Question the auditor is testing | Evidence that answers it |
|---|---|---|
| Prerequisite programmes | Are cleaning, pest control, maintenance, hygiene and allergen controls still in the condition the plan assumes? | Walk-through observations, cleaning and pest records, maintenance logs, environmental swab results |
| CCP and OPRP monitoring | Are critical limits and action criteria monitored as written, at the time, by trained people? | Line records completed during production, deviations with corrections and product disposition |
| Verification and its analysis (8.6–8.8) | Do verification results feed back into the plan, and is monitoring equipment calibrated? | A verification schedule, test results analysed for trends, calibration certificates for thermometers, scales and detectors |
| System updating (clause 10) | Has the food safety team revisited the hazard analysis as products, suppliers, hazards and legislation changed? | Minutes of updating reviews, revised flow diagrams and hazard analysis with dates and reasons |
| Unsafe product and recall (8.9) | Were holds, releases, withdrawals and recalls handled under the procedure? | Hold-and-release records, recall or mock recall reports with reconciliation and timing |
| Internal audit and management review (clause 9) | Did the system check itself, and did management decide anything? | Audit programme covering PRPs and the plan, reports, a review record with actions and owners |
Findings are graded exactly as at Stage 2, and a major left open past the body's deadline can lead to suspension. ISO 22000 nonconformities: major, minor and how to close them covers the response.
What happens at recertification?
In year three the certification body steps back from sampling and asks whether the food safety management system still works as a whole. After reviewing both surveillance reports, it audits whether the system stayed effective through change, whether top management remains committed and whether the system achieves its intended outcomes. In food, the telling question is whether the hazard analysis kept pace with three years of new materials, recipes, equipment and requirements. Where the change is significant, the body may add a Stage 1.
Treat the expiry date as fixed. If the audit is incomplete, or a major nonconformity has not been corrected and verified by then, the certificate is not extended. The body can restore certification within six months once the outstanding work is done; beyond that, at least a Stage 2 audit is needed. Book the visit early enough to leave room for a correction, and the new certificate can run on from the old one.
Which changes must be reported to the certification body?
The certification agreement you signed obliges you to inform the body, without delay, of changes that may affect the system's ability to keep meeting the standard. ISO/IEC 17021-1 names five kinds; in a food business they tend to look like this:
- Legal status or ownership: a sale, merger or new operating entity.
- Organisation and management: a new general manager or food safety team leader.
- Address and sites: a new factory, warehouse or kitchen, or a site moved or closed.
- Scope of operations: a new product category, a new process such as high-pressure processing or ready-to-eat lines, or a process outsourced to a co-packer.
- Major changes to the system and processes: a new line, a major rebuild, or a change in how allergens are handled across the site.
Recalls and serious food safety incidents are not on that list, but many certification agreements require prompt notice of them: write your agreement's rule into the recall procedure. Adding a site or product needs a scope extension, which the body may audit during surveillance; ISO 22000 scope: sites, products and processes, and the mistakes that cost you explains how scope is worded.
Keeping the food safety system alive between audits
Surveillance auditors compare dates. A hazard analysis untouched since Stage 2 or a mock recall run the week before the visit shows a system that sleeps between audits. ISO 22000 expects the food safety team to keep PRP and plan information current, analyse verification results and update the system as knowledge changes. Sterling's recommended rhythm for a single site, our practice rather than a requirement:
- Monthly: verification results reviewed for trends; complaints and supplier issues reviewed by the food safety team.
- Quarterly: a slice of the internal audit programme; a PRP inspection against the applicable ISO 22002 part; a management review agenda that decides.
- Twice a year: a food safety team updating meeting on products, suppliers, hazards and legislation; calibration status checked.
- Annually: a timed mock recall, revalidation of control measures where anything changed, refresher hygiene training and an emergency response test.
See also ISO 22000 internal audit: PRPs and the hazard control plan, ISO 22000 management review: inputs, outputs and the record and Prerequisite programmes and ISO 22002-1: what a plant needs.
The next edition of ISO 22000 and your cycle
Certificates are issued today against ISO 22000:2018, and Amendment 1:2024 is audited with it: expect a surveillance auditor to ask how you decided whether climate change is a relevant issue for your system. A third edition is in preparation. The draft international standard, ISO/DIS 22000, completed its ballot in July 2026, but ISO has published neither the new edition nor a date for it, and no transition period has been set.
Once it is published, transition requirements issued through Global ACI will set the deadline and state whether the transition audit can be combined with a surveillance or recertification visit already in your cycle. Draft content can still change, so do not rebuild around it early.
Sterling's Sustain™ support after certification
Sustain™ is how Sterling stays with you once the certificate is issued. As confirmed in your proposal, it covers verification reviews, internal audits, mock recalls, refresher training and future scheme or edition changes.
How Sterling supports surveillance and recertification
Every audit meets a plant that has been running its system all year.
Our expert and experienced consultants plan your year around the body's programme: internal audits across PRPs and the hazard control plan, food safety team updating reviews when products or suppliers change, mock recalls run and timed, and records kept current in Effivity, included with the engagement, at no additional cost. We ensure successful certification for our clients. Sterling does not certify; an independent, accredited certification body audits your plant and makes every decision.
Book a free discovery callISO 22000 surveillance and recertification: questions buyers ask
How long is an ISO 22000 certificate valid?
Three years from the certification decision, as long as both surveillance audits take place on time and recertification is completed before the expiry date. A missed audit or an unclosed major can end it sooner.
How often are ISO 22000 surveillance audits?
At least once a year: in every calendar year of the cycle except the recertification year, with the first no more than 12 months after the certification decision. Your certification body fixes the dates in its audit programme.
Do we have to tell the certification body about a product recall?
Very often yes, because many certification agreements require prompt notice of recalls and serious food safety incidents. Notify within its timescale; at the next visit the auditor will ask how the recall was run and what changed afterwards.
Is the FSSC 22000 surveillance cycle different?
It follows the same three-year pattern, with one addition: at least one surveillance audit in each three-year period is unannounced. ISO 22000 alone has no such rule, though short-notice audits can follow a complaint or reported change.
What happens if we miss a surveillance audit?
The certificate is suspended. ISO/IEC 17021-1 requires suspension when a client does not allow surveillance at the required frequency; a suspended certificate is temporarily invalid, and if the cause is not resolved the certificate is withdrawn or the scope reduced.
More ISO 22000 guides
Every guide in the ISO 22000 series is written for one question and links back to the hub for the whole picture.
- ISO 22000 certification cost: what moves the price
- ISO 22000 certification process, step by step
- HACCP vs ISO 22000 vs FSSC 22000: which one, and when
- Hazard analysis, OPRPs and CCPs: the hazard control plan
- Prerequisite programmes and ISO 22002-1: what a plant needs
- ISO 22000 requirements explained, clause by clause
- ISO 22000 certification in Singapore and South East Asia
- ISO 22000 for small food businesses
- ISO 22000 Stage 1 and Stage 2 audit
- ISO 22000 certification in the Philippines
- ISO 22000 certification in the UAE and GCC
- ISO 22000 certification in the UK
Keep exploring
Explore more about ISO 22000
Watch a video on how to implement ISO 22000 here.
Watch a video on ISO 22000 requirements here.
ISO 22000 resources
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