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Germany · Frankfurt am Main · Certification

ISO 37301 certification in Frankfurt am Main

Achieve ISO 37301 certification in Frankfurt am Main with Sterling: 8,100+ client engagements in 60+ countries, 20+ years.

  • Accredited certification
  • Frankfurt office team
  • Effivity software included
  • Academy training included

Clients include

  • Allianz
  • Emirates Flight Catering
  • Etihad Rail
  • Haier
  • Whirlpool
  • Emerson
In short

ISO 37301 certification in Frankfurt am Main at a glance

A compliance management system is a way of proving that obligations are known, owned and checked. In Frankfurt, the obligations come thick and fast for financial institutions and their advisers, and for chemical and pharmaceutical operators at Industriepark Höchst, where permits, safety rules and customer requirements overlap. ISO 37301 sets out the framework: context and obligations register, risk assessment, controls, training, reporting and speak-up channels, investigation, and continual improvement. An accredited certification body can certify against it, though it is voluntary. It is a management system, not a statement that the organisation has complied with every law. Sterling's Frankfurt office helps structure the register and the review cycle around how your compliance team already works. Sector rules sit on the Germany page.

Why here

Why ISO 37301 in Frankfurt am Main

  • Financial institutions and advisers handling many overlapping obligationsCompliance functions in the banking cluster look for a structure for tracking obligations and controls.
  • Chemical and pharmaceutical operators with extensive permit conditionsOperators at Industriepark Höchst manage many legal and permit obligations at once.

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Local drivers

What drives ISO 37301 in Frankfurt am Main

Demand is buyer-led: customers, tenders and supervisors set the requirement; no Frankfurt authority or zone rule names this standard.

Requirements

What ISO 37301 requires

Strip away the vocabulary and ISO 37301 requires a company to prove six things about how it meets its legal and other obligations.

You know your obligationsObligations from laws, regulators, contracts and voluntary commitments are identified and kept current.
The governing body and management leadThe governing body and top management set the compliance policy and support a culture in which compliance is expected.
A compliance function has authorityA compliance function is resourced, independent enough to act and has direct access to the governing body.
Compliance risks are assessedRisks of failing to meet obligations are assessed, and controls are designed in proportion to them.
Concerns are raised and handledPeople can raise concerns without fear of retaliation, and suspected breaches are investigated and corrected.
You monitor and reportCompliance performance is monitored, reported to leadership, audited and reviewed so the system improves.

The detail is on the global hub: ISO 37301 explained →

How Sterling delivers

How Sterling delivers ISO 37301 in Frankfurt am Main

Sterling's Frankfurt office works with your team on site and remotely, around the audit plan. One team carries the work from scoping to certificate.

Included in every engagement
  • End to end, from one team
  • Effivity ISO & GRC software
  • Preferential Sterling Academy access, with complimentary awareness training for your people
  • Internal auditor training for your audit team, as applicable to your standard
  • Vulnerability assessment on ISMS engagements

The Sterling Promise: 100% on-time completion, 100% success, 8,100+ client engagements.Sterling does not certify. Certification decisions stay with independent bodies.

Law and accreditation

Regulations and accreditation for ISO 37301 in Germany

The laws, regulators and accreditation route for ISO 37301 apply across Germany, Frankfurt am Main included. They are set out on the country page: ISO 37301 certification in Germany →

Related

Standards Frankfurt am Main organisations combine with ISO 37301

All standards Sterling delivers in Frankfurt am Main →

ISO 37301 in Frankfurt am Main: questions clients ask

Is ISO 37301 required for Frankfurt financial firms?

No. It is a voluntary management-system standard, and regulated firms remain bound by their sector rules whether or not they certify. Some use it to structure their compliance function or to give customers a recognisable assurance, so decide based on what your stakeholders ask for.

How does ISO 37301 differ from ISO 37001?

ISO 37001 is specifically about bribery risk, with controls such as due diligence on associates. ISO 37301 covers the organisation's compliance obligations broadly, from legal duties to voluntary commitments. A Frankfurt firm with a bribery exposure may need the first; one with a broad obligations register may prefer the second.

Read more

More on ISO 37301

Next step

Start with a free discovery call

A Sterling consultant goes through your sites, your customers' requirements and your target date with you. No proposal until the scope is agreed.

Sources

  1. Banking, exchange and supervision — frankfurt-business.net (accessed 8 Oct 2026)
  2. Chemicals and pharmaceuticals — infraserv.com (accessed 8 Oct 2026)

Talk to a consultant

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