hello@sterling-grc.com +1 201 263 4443 New York ISO & GRC consulting in 60+ countries
SterlingInternational Consulting Talk to a consultantTalk to us

China · Shanghai · Certification

ISO 37301 certification in Shanghai

Achieve ISO 37301 certification in Shanghai with Sterling: 8,100+ client engagements in 60+ countries, 20+ years.

  • Accredited certification
  • Shanghai office team
  • Effivity software included
  • Academy training included

Clients include

  • Allianz
  • Emirates Flight Catering
  • Etihad Rail
  • Haier
  • Whirlpool
  • Emerson
In short

ISO 37301 certification in Shanghai at a glance

Compliance obligations pile up fast for a Shanghai company with a financial licence, a customs status or an overseas parent. ISO 37301 is the certifiable compliance management system standard: it asks for a register of compliance obligations, risk assessment, defined roles, training, reporting channels, investigation, monitoring and continual improvement. With 1,782 licensed financial institutions in the city at the end of 2024, a pilot free trade zone and the Lingang special area, many organisations face several regulators at once, and the standard helps them show one coherent system. Sterling's Shanghai office maps your obligations, designs the controls and tests them in an internal audit. It does not replace national duties, covered on the China page.

Why here

Why ISO 37301 in Shanghai

  • Licensed financial and insurance firmsLayered supervision rewards a single maintained register of obligations.
  • Companies operating in the Lingang special areaSpecial-area rules sit alongside national law, so companies track both.

Not sure it applies to you?Answer a short set of questions and your readiness report arrives by e-mail.

Take the ISO 37301 readiness check
Local drivers

What drives ISO 37301 in Shanghai

Demand is mainly group-policy and buyer-led; no Shanghai authority is recorded as requiring ISO 37301.

Requirements

What ISO 37301 requires

Strip away the vocabulary and ISO 37301 requires a company to prove six things about how it meets its legal and other obligations.

You know your obligationsObligations from laws, regulators, contracts and voluntary commitments are identified and kept current.
The governing body and management leadThe governing body and top management set the compliance policy and support a culture in which compliance is expected.
A compliance function has authorityA compliance function is resourced, independent enough to act and has direct access to the governing body.
Compliance risks are assessedRisks of failing to meet obligations are assessed, and controls are designed in proportion to them.
Concerns are raised and handledPeople can raise concerns without fear of retaliation, and suspected breaches are investigated and corrected.
You monitor and reportCompliance performance is monitored, reported to leadership, audited and reviewed so the system improves.

The detail is on the global hub: ISO 37301 explained →

How Sterling delivers

How Sterling delivers ISO 37301 in Shanghai

Delivered by Sterling's Shanghai office, with site visits across the municipality when a stage needs them. One team carries the work from scoping to certificate.

Included in every engagement
  • End to end, from one team
  • Effivity ISO & GRC software
  • Preferential Sterling Academy access, with complimentary awareness training for your people
  • Internal auditor training for your audit team, as applicable to your standard
  • Vulnerability assessment on ISMS engagements

The Sterling Promise: 100% on-time completion, 100% success, 8,100+ client engagements.Sterling does not certify. Certification decisions stay with independent bodies.

Law and accreditation

Regulations and accreditation for ISO 37301 in China

The laws, regulators and accreditation route for ISO 37301 apply across China, Shanghai included. They are set out on the country page: ISO 37301 certification in China →

Related

Standards Shanghai organisations combine with ISO 37301

All standards Sterling delivers in Shanghai →

ISO 37301 in Shanghai: questions clients ask

Is ISO 37301 relevant to a Shanghai company that is not state-owned?

Yes. The standard works for any organisation, and private firms use it when customers, investors or parent companies want evidence that compliance is managed rather than improvised. State-owned groups face their own national measures, covered on the China page. For Shanghai firms with several regulators, the obligations register is often the most valuable output.

How does ISO 37301 relate to ISO 37001?

ISO 37001 is the specific anti-bribery system, while ISO 37301 covers compliance obligations broadly, anti-bribery included. A company can certify to one or both, and an integrated approach shares risk assessment, training, reporting and internal audit. Start with the one your customers actually ask about, then add the other once the common processes are stable.

Read more

More on ISO 37301

Next step

Start with a free discovery call

A Sterling consultant goes through your sites, your customers' requirements and your target date with you. No proposal until the scope is agreed.

Sources

  1. Finance, payments and IT services — tjj.sh.gov.cn (accessed 8 Oct 2026)
  2. Lingang Special Area of the China (Shanghai) Pilot Free Trade Zone — gov.cn; lingang.gov.cn

Talk to a consultant

Plan your certification with the Shanghai team.

Tell us your goals, locations and target date. We’ll help you define the scope, timeline and next steps.

china@sterling-grc.com

+1 201 263 4443 (global headquarters) · your nearest office and its number are at the top of this page

What would you like to achieve?

Choose a starting point. The enquiry form takes about a minute.

Your goal
Book my free discovery call

Continue to the enquiry form to share your details. Please do not include passwords, sensitive personal information or confidential files. A Sterling consultant replies within one working day. Privacy notice