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ISO/IEC 42001 guide

ISO 42001 vs ISO 27001: AI governance and information security compared

Clause by clause: ISO/IEC 42001:2023 requirements: every clause explained →

ISO/IEC 27001 protects information; ISO/IEC 42001 governs what AI systems do to people and society. This guide compares them side by side, shows what they share and where they differ, and helps you decide on one, the other or both.

  • Updated September 2026
  • 8-minute read
  • Part of the ISO/IEC 42001 hub

Key points

  • ISO/IEC 27001 protects information: its risk question is the loss of confidentiality, integrity and availability. ISO/IEC 42001 governs AI: its risk question includes the consequences of AI systems for individuals and societies.
  • Both are certifiable management system standards built on the same harmonised structure, so clauses 4 to 10 read alike and one integrated system can serve both.
  • ISO/IEC 42001 adds an AI system impact assessment that ISO/IEC 27001 has no equivalent for; ISO/IEC 27001 brings 93 security controls that ISO/IEC 42001 does not replace.
  • If you handle client data and build, sell or use AI in decisions that affect people, expect buyers to ask for both. Neither certificate answers the other's question.

ISO 42001 vs ISO 27001: the short answer

They are neighbours, not substitutes. ISO/IEC 27001:2022 sets the requirements for an information security management system (ISMS). It asks you to find the risks of information being disclosed, altered or made unavailable, and to treat them with controls. ISO/IEC 42001:2023 sets the requirements for an AI management system (AIMS) covering the responsible development, provision and use of AI systems. It asks what those systems could do to the organisation, to people and to society, and how you keep that under control.

A model can be perfectly secure and still produce unfair or harmful outcomes. It can also be well governed and still leak its training data. The first problem belongs to ISO/IEC 42001, the second to ISO/IEC 27001.

ISO/IEC 42001 and ISO/IEC 27001 side by side

What is comparedISO/IEC 42001ISO/IEC 27001
EditionISO/IEC 42001:2023, first edition, December 2023; no amendmentISO/IEC 27001:2022, third edition, October 2022, with Amendment 1:2024 on climate action
SubjectAI systems you develop, provide or use, and your role for eachInformation and the systems that process it, within the ISMS scope
Risk questionRisks that help or hinder AI objectives, with consequences for the organisation, individuals and societiesRisks from loss of confidentiality, integrity and availability of information
Extra assessmentAI system impact assessment per system, fed back into the risk assessmentNone beyond the risk assessment
Reference controls38 controls in nine groups (Annex A), with normative implementation guidance in Annex B93 controls in four themes (Annex A), aligned with the guidance standard ISO/IEC 27002:2022
Who certifiesA certification body accredited to ISO/IEC 17021-1 with the AIMS requirements of ISO/IEC 42006:2025A certification body accredited to ISO/IEC 17021-1 with the ISMS requirements of ISO/IEC 27006-1:2024
Output and cycleA certificate naming the scope; Stage 1 and Stage 2, annual surveillance, recertification before the three-year expiryThe same certificate model and the same three-year cycle under ISO/IEC 17021-1
What drives costNumber and complexity of AI systems, your role for each, existing systems, sitesHeadcount, sites, systems and cloud platforms, the controls in scope
Typical buyers askingCustomers, tenders and boards wanting independent evidence of AI governanceSecurity questionnaires, tenders and enterprise due diligence

Accredited ISO/IEC 27001 certification is long established. Accredited ISO/IEC 42001 certification is newer, because the certification-body requirements in ISO/IEC 42006 were published only in July 2025. Ask any body you shortlist which accreditation body has accredited it for each standard, and check that on the accreditation body's own register.

What the two standards share

Both apply the harmonised structure that ISO uses for management system standards: the same clause numbers, the same clause titles and much of the same core text. Context and scope sit in clause 4, leadership and policy in clause 5, planning in clause 6, support in clause 7, operation in clause 8, performance evaluation in clause 9 and improvement in clause 10. Both ask whether climate change is a relevant issue in clause 4.1; ISO/IEC 27001 gained that sentence by amendment in 2024, while ISO/IEC 42001 was published with it.

The risk engine also runs the same way. Each standard wants a repeatable risk assessment that produces consistent, valid and comparable results. Each then asks you to select the controls your treatment needs, compare them with its Annex A so that nothing necessary is missed, record the outcome in a Statement of Applicability with justifications, and approve a treatment plan. Each says its Annex A is not exhaustive, so controls from elsewhere can be added.

Document control, competence records, internal audit, management review and corrective action can therefore serve both certificates. How to carry an existing ISMS across is covered in ISO/IEC 27001 to ISO/IEC 42001: extending an ISMS into an AIMS; this guide does not repeat it.

Where they differ

The object of the risk

ISO/IEC 27001 identifies risks tied to information within its scope and names an owner for each. ISO/IEC 42001 identifies risks to its AI objectives and analyses consequences for the organisation, for individuals and for societies. A recruitment model disadvantaging applicants rarely appears in an ISMS risk register; in an AIMS register it must.

The impact assessment

ISO/IEC 42001 requires a separate AI system impact assessment in clause 6.1.4. It looks at what a system's deployment, intended use and foreseeable misuse could do to individuals, groups and societies. The results feed the risk assessment, and clause 8.4 repeats the assessment at planned intervals or when significant changes occur. ISO/IEC 27001 has nothing comparable. The method, with ISO/IEC 42005, is explained in AI system impact assessment, with ISO/IEC 42005.

The controls

The 93 ISO/IEC 27001 controls cover organisational, people, physical and technological security: access, cryptography, logging, backup, secure development, suppliers and incidents. The 38 ISO/IEC 42001 controls cover AI policy, roles and the reporting of concerns, resources for AI systems, impact assessment, the AI life cycle from requirements to event logs, data acquisition, quality and provenance, information for users and interested parties, responsible use, and third-party and customer responsibilities. The overlap is thin.

Approval and exclusions

In ISO/IEC 27001 the risk owners approve the treatment plan and accept residual risk; in ISO/IEC 42001 that approval comes from designated management. ISO/IEC 27001 states that excluding any requirement of clauses 4 to 10 is not acceptable when claiming conformity. ISO/IEC 42001 contains no equivalent sentence, but a certification body will still audit every clause in scope, so plan for all of them.

One AI system, two sets of questions

Take a fintech in Bengaluru that scores loan applications with a machine-learning model hosted in the cloud and trained on historical customer records.

  • The ISO/IEC 27001 questions. Who can reach the training data and the model? Is the data encrypted and backed up? Are cloud and model-hosting suppliers assessed? Are logs kept and monitored, and would a breach be detected and handled?
  • The ISO/IEC 42001 questions. What is the model for, and what use is out of bounds? Where did the training data come from, and was its quality checked? Could the scores disadvantage a group of applicants, and what would that mean for them? Who oversees the model's output, how are customers told it is used, and what happens when it is retrained?

Some evidence serves both: the supplier agreements, the event logs and the change records. Most does not. The access review satisfies the security auditor but says nothing about fairness; the impact assessment satisfies the AIMS auditor but says nothing about encryption.

Which one, or both? A decision table

Your situationRecommendationWhy
You hold client or personal data and use little or no AIISO/IEC 27001Security questionnaires and tenders name it; there is no AI system worth an AIMS yet
You already hold ISO/IEC 27001 and now build or sell AI featuresAdd ISO/IEC 42001 to the existing systemThe shared clauses are in place; the AI risk, impact and life-cycle work is what is missing
You build AI products and have neither certificateBoth, implemented as one systemCustomers will ask how you protect their data and how you govern the model; one programme avoids building the common clauses twice
You use AI in decisions about people, such as hiring or creditISO/IEC 42001, with ISO/IEC 27001 if the data is sensitiveThe impact on individuals is the central risk, and only ISO/IEC 42001 requires you to assess it

If you also place AI systems on the EU market, neither certificate settles your legal duties; see ISO/IEC 42001 and the EU AI Act: what the certificate does not give. Whether an AIMS is worth it at all is covered in Do you need ISO/IEC 42001? A decision guide for AI providers and users.

How Sterling runs ISO/IEC 42001 and ISO/IEC 27001 together

One management system, two certificates, no duplicated work.

Sterling's expert and experienced consultants, working in 60+ countries since 2003, start with a gap analysis that tests your current system against both standards and shows which clauses and records already serve both. Under Sterling OS™ you choose Design™, with your team building under Sterling's coaching, or Drive™, with Sterling consultants taking on the agreed work. The AI inventory, the two risk registers, the two Statements of Applicability and the shared audit and review records live in Effivity, included with the engagement at no additional cost, and Sustain™ keeps them current after certification. We ensure successful certification for our clients. Sterling does not certify: an accredited certification body audits each standard and decides on each certificate.

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ISO 42001 vs ISO 27001: questions buyers ask

Does ISO 27001 cover AI risks?

Only the security side of them. ISO/IEC 27001 protects the data, models and infrastructure behind an AI system, but it does not ask what the system's outputs could do to people, which is what ISO/IEC 42001 adds.

Does an ISO 42001 certificate show that our AI is secure?

No, not on its own. ISO/IEC 42001 addresses data quality, life-cycle records and event logs, but access control, cryptography, backup and incident handling are the domain of ISO/IEC 27001.

Can one certification body audit both standards?

Yes, if it is accredited for each of them. Confirm both accreditations on the accreditation body's register before asking for a combined quote.

We have neither certificate. Can we implement both at once?

Yes, and it is often the efficient route for AI product companies. The shared clauses are built once, while the security controls and the AI risk, impact and life-cycle work run as parallel streams inside one system.

Can one Statement of Applicability cover both standards?

Keep two. Each standard requires a Statement of Applicability against its own Annex A with its own justifications; they can sit in the same system and cross-reference each other.

Is ISO 42001 just ISO 27001 for AI?

No. The management system clauses look alike, but the risk question, the impact assessment and most of the 38 controls have no counterpart in ISO/IEC 27001.

ISO/IEC 42001 implementation

ISO/IEC 42001 requirements

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